This policy expands on SDC’s Code of Ethics, which outlines ethical standards and acceptable behavior applicable to SDC operations and complements SDC’s internal Anti-Harassment Policy, Anti-Trafficking Policy, and Child Protection and...
This policy expands on SDC’s Code of Ethics, which outlines ethical standards and acceptable behavior applicable to SDC operations and complements SDC’s internal Anti-Harassment Policy, Anti-Trafficking Policy, and Child Protection and Safeguarding Policy. This policy should be used in coordination with and guided by SDC’s Safeguards System (SDCSS) to avoid or minimize adverse environmental and social impacts, and to enhance positive impacts to the maximum extent possible in our projects.
SCOPE
This Policy applies to all SDC employees, interns, fellows, volunteers, and representatives (jointly, “SDC Staff”), as well as SDC grantees/awardees, contractors, suppliers, consultants, and their employees, sub-grantees/awardees, and representatives (jointly, “Delivery Partners”) engaged by SDC.
OUR PRINCIPLES AND ACTIONS
Awareness: SDC will ensure that all SDC staff and Delivery Partners are aware of the shared responsibility to prevent and address any SEAH-related concerns. SDC requires all SDC Staff to abide by CI’s pSEAH policy and Code of Conduct and complete a policy acknowledgment form. SDC requires grantees/awardees, contractors, suppliers, consultants, and their employees, sub-grantees/awardees, and representatives to acknowledge awareness and compliance with SDC’s pSEAH policy and Code of Conduct in grantee agreements and contracts.
Prevention: SDC believes prevention of SEAH is a shared responsibility and all must play an active role in preventing and addressing any SEAH-related concerns in the course of delivering SDC business. This responsibility also includes project teams documenting due diligence of delivery partner capacity to manage such risks and protection activities, providing capacity building where necessary.SDC takes a risk-based approach to prevent SEAH within our programming. Through the application of CI’s Safeguard System, projects will assess the level of risk for SEAH occurring with both SDC Staff and Delivery Partners and apply proportionate preventative measures at both the project level and organizational level as necessary. This includes screening all SDC projects for SEAH risks. For those projects that involve higher SEAH risks, further steps may be required, including assessing identified SEAH risks, developing SEAH prevention and protection plans to detect, avoid or mitigate SEAH risk, targeted training/capacity building, and where relevant, more frequent monitoring.
Reporting: SDC holds itself accountable to the people we serve including beneficiaries, communities, our Delivery Partners, donors, and SDC Staff. SDC is committed to accountability and transparency through appropriate, accessible, and safe reporting mechanisms. We also support our partners to do the same. Stronger reporting allows SDC to better monitor SEAH, understand risks, improve systems, and safeguard people accordingly. This includes the options for reporting confidentially and/or anonymously at both the project and organizational levels. All concerns, reports, and investigations will be dealt with on a need-to-know basis and all records will be held securely. Communication regarding concerns, reports, and investigations will be kept confidential and secure.
Prioritizing Needs of the Victim/Survivor: SDC is committed to ensuring all our work is underpinned by a “do no harm” approach and prioritizes the rights, needs, and wishes of the victim/survivor to ensure their safety, health, and well-being. Every effort will be made to protect the privacy of all complainants, reporters, and the subjects of the complaint. While SDC cannot guarantee complete anonymity, information about the complaint and investigation will be limited to individuals on a need-to-know basis.
Zero Tolerance of Inaction: SDC does not condone, encourage, or tolerate participation, or engagement in SEAH or any conduct substantially equivalent to SEAH. SDC defines “zero tolerance” as acting on every allegation fairly and reasonably with due regard for procedural fairness. Zero tolerance does not mean zero incidents but ensures that SDC makes a defined effort to provide a comfortable and confidential way for victims/survivors to report and an appropriate response is put into action.
IMPLEMENTATION
SDCStaff and Delivery Partners are required to comply with this policy and have a procedure for ensuring that their staff, delivery partners, and others, as well as having the capacity to acknowledge what constitutes SEAH and understand how to adequately prevent and report it.
REPORTING REQUIREMENTS AND PROCEDURE
All SDC Staff and Delivery Partners are required to report any child abuse and safeguarding concerns or violations of this policy to SDC. Individuals may report concerns on a confidential basis via SDC’s online Ethics Hotline or by calling our phone number. All SDC Staff who receive a report or hear concern from another individual must immediately share all pertinent information with SDC’s General Counsel and Chief Compliance Officer. Project-level grievance mechanisms will be designed to be community friendly and with adequate training of project staff to ensure any SEAH abuse-related reports are immediately elevated to SDC’s Global Grievance Committee.
SDC will promptly and thoroughly investigate all SEAH complaints in accordance with its established investigation procedures. SDC is committed to treating all victims with dignity and respect, to listening and being led by the wishes of the victim where possible and appropriate to do so. Every effort will be made to protect the privacy of all complainants, reporters, and subjects of a complaint. While SDC cannot guarantee complete confidentiality, information about the complaint and investigation will be limited to individuals on a need-to-know basis.
Delivery Partners shall cooperate and ensure the cooperation of persons and entities (under their control) with SDC and SDC-designated parties in any SEAH-related investigation. Retaliation against any individual who submits a SEAH report in good faith is strictly prohibited in accordance with SDC’s Conflict Resolution and Formal Complaints Policy.
As required under applicable donor policies and regulations and taking confidentiality and privacy into account, SDC will report allegations or suspicions of SEAH to donors and cooperate with donor investigations. As appropriate and only with the expressed desire of the victim, SDC will make reports to the relevant authorities with jurisdiction over the criminal prosecution of SEAH offenses.
CONSEQUENCES OF POLICY VIOLATIONS
If an investigation confirms that a policy violation by SDC Staff has occurred, SDC will take disciplinary action, up to and including termination as appropriate in accordance with its policies and applicable law. Violation of this Policy, failure to comply with the applicable contractual language in the SDC sub-contract or SDC sub-award, or applicable Compliance Plan by a SDC Delivery Partner will result in remedial action, including termination of the sub-contract or sub-award for cause with immediate effect and potential disqualification from future contracts or grants with SDC.
DEFINITIONS